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Principal Investigator, Specialist Team - All FINRA Locations
Jobs · Finra · Rockville, MDThe Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to...1 day ago on EquestTools- XTools
- Principal Investigator...
- Respond
- Stop Fraud
- Report
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Learning Operations Specialist
Jobs · Finra · Rockville, MDThe Learning Operations Specialist will be instrumental in managing and supporting multiple learning teams within LTOD. This role involves coordinating training logistics, streamlining processes, and providing administrative and strategic support ...1 day ago on EquestTools- XTools
- Learning Operations Sp...
- Respond
- Stop Fraud
- Report
- Learn More
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Associate Director, ERM
Management & Exec · Finra · Rockville, MDThe Associate Director, Enterprise Risk Management (ERM) plays a lead role in the organization’s ERM program efforts to identify, assess, prioritize, monitor, manage and report to management and the Board on enterprise-level risks and opportunitie...6 days ago on EquestTools- XTools
- Associate Director, ERM
- Respond
- Stop Fraud
- Report
- Learn More
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